OUR STORY

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To us it's simple...

"Do things the right way. For the right reasons. Good things will follow."

GOVERNANCE & COMPLIANCE

 

Let us take on risk with you. See risk from every angle.

 

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Business  and the financial reports. A workplace of the businessman.

 

Internal audits. Sarbanes-Oxley (SOX). Regulatory compliance. Governance and compliance is a broad, complex field that spans a variety of issues and specializations. That’s where we come in.

Our audit and compliance consultants work hand-in-hand with you on-site to help you identify, remediate, monitor, and manage enterprise risks, ensuring that you utilize people, processes, and technology in the most cost-effective and compliant ways possible to minimize risk and increase productivity.

 

Internal Audit Loan Staff

Our highly qualified CPA and CIA professionals close your temporary resource or experience gaps while working under your team’s day-to-day supervision.

Integrated Internal Audit Co-Sourcing

Our audit strategy, audit technical, and audit compliance professionals work with you to develop a shared set of responsibilities that complement your strengths so that we take work off your hands rather than add to it.


Typical Engagements:

Regulatory Compliance & Reporting Services

  • Sarbanes-Oxley (SOX) and Model Audit Rule (MAR) solutions meet both finance and IT requirements and include:
    • Co-sourcing, project and loan staff augmentation services
    • Project management
    • Risk assessment and documentation
    • Key controls testing, monitoring, and reporting
    • Multi-country coordination
    • Acquisition integration
    • Deficiency resolution

Regulatory Compliance Services by Industry

- Fair Lending

- BSA

- AML

- Patriot Act

- CCAR

- FINRA

- CFBB

- OCC

- BASEL II & III

- Accord

- GLBA

- Dodd-Frank Act

 - ACA

- HIPPA Privacy

- HITECH

- OIG compliance

- ICD-10

- SEC

- FCPA

- SOX

- PCI-DSS

- PA DSS

- PINPAD

- QSA

- QIRA

ProNexus Lease Accounting Software Helps Client Comply with ASC842